Set - 3

Question 1 :

Why is XML such an important development?

Answer :

It removes two constraints which were holding back Web developments:
1. dependence on a single, inflexible document type (HTML) which was being much abused for tasks it was never designed for;
2. the complexity of full question A.4, SGML, whose syntax allows many powerful but hard-to-program options.
XML allows the flexible development of user-defined document types. It provides a robust, non-proprietary, persistent, and verifiable file format for the storage and transmission of text and data both on and off the Web; and it removes the more complex options of SGML, making it easier to program for.

Question 2 :

Give a few examples of types of applications that can benefit from using XML.

Answer :

There are literally thousands of applications that can benefit from XML technologies. The point of this question is not to have the candidate rattle off a laundry list of projects that they have worked on, but, rather, to allow the candidate to explain the rationale for choosing XML by citing a few real world examples. For instance, one appropriate answer is that XML allows content management systems to store documents independently of their format, which thereby reduces data redundancy. Another answer relates to B2B exchanges or supply chain management systems. In these instances, XML provides a mechanism for multiple companies to exchange data according to an agreed upon set of rules. A third common response involves wireless applications that require WML to render data on hand held devices.

Question 3 :

What is DOM and how does it relate to XML?

Answer :

The Document Object Model (DOM) is an interface specification maintained by the W3C DOM Workgroup that defines an application independent mechanism to access, parse, or update XML data. In simple terms it is a hierarchical model that allows developers to manipulate XML documents easily Any developer that has worked extensively with XML should be able to discuss the concept and use of DOM objects freely. Additionally, it is not unreasonable to expect advanced candidates to thoroughly understand its internal workings and be able to explain how DOM differs from an event-based interface like SAX.

Question 4 :

What is SOAP and how does it relate to XML?

Answer :

The Simple Object Access Protocol (SOAP) uses XML to define a protocol for the exchange of information in distributed computing environments. SOAP consists of three components: an envelope, a set of encoding rules, and a convention for representing remote procedure calls. Unless experience with SOAP is a direct requirement for the open position, knowing the specifics of the protocol, or how it can be used in conjunction with HTTP, is not as important as identifying it as a natural application of XML

Question 5 :

Why not just carry on extending HTML?

Answer :

HTML was already overburdened with dozens of interesting but incompatible inventions from different manufacturers, because it provides only one way of describing your information.
XML allows groups of people or organizations to question C.13, create their own customized markup applications for exchanging information in their domain (music, chemistry, electronics, hill-walking, finance, surfing, petroleum geology, linguistics, cooking, knitting, stellar cartography, history, engineering, rabbit-keeping, question C.19, mathematics, genealogy, etc).
HTML is now well beyond the limit of its usefulness as a way of describing information, and while it will continue to play an important role for the content it currently represents, many new applications require a more robust and flexible infrastructure.

Question 6 :

Why should I use XML?

Answer :

Here are a few reasons for using XML (in no particular order). Not all of these will apply to your own requirements, and you may have additional reasons not mentioned here (if so, please let the editor of the FAQ know!).
* XML can be used to describe and identify information accurately and unambiguously, in a way that computers can be programmed to 'understand' (well, at least manipulate as if they could understand).
* XML allows documents which are all the same type to be created consistently and without structural errors, because it provides a standardised way of describing, controlling, or allowing/disallowing particular types of document structure. [Note that this has absolutely nothing whatever to do with formatting, appearance, or the actual text content of your documents, only the structure of them.]
* XML provides a robust and durable format for information storage and transmission. Robust because it is based on a proven standard, and can thus be tested and verified; durable because it uses plain-text file formats which will outlast proprietary binary ones.
* XML provides a common syntax for messaging systems for the exchange of information between applications. Previously, each messaging system had its own format and all were different, which made inter-system messaging unnecessarily messy, complex, and expensive. If everyone uses the same syntax it makes writing these systems much faster and more reliable.
* XML is free. Not just free of charge (free as in beer) but free of legal encumbrances (free as in speech). It doesn't belong to anyone, so it can't be hijacked or pirated. And you don't have to pay a fee to use it (you can of course choose to use commercial software to deal with it, for lots of good reasons, but you don't pay for XML itself).
* XML information can be manipulated programmatically (under machine control), so XML documents can be pieced together from disparate sources, or taken apart and re-used in different ways. They can be converted into almost any other format with no loss of information.
* XML lets you separate form from content. Your XML file contains your document information (text, data) and identifies its structure: your formatting and other processing needs are identified separately in a stylesheet or processing system. The two are combined at output time to apply the required formatting to the text or data identified by its structure (location, position, rank, order, or whatever).

Question 7 :

Can you walk us through the steps necessary to parse XML documents?

Answer :

Superficially, this is a fairly basic question. However, the point is not to determine whether candidates understand the concept of a parser but rather have them walk through the process of parsing XML documents step-by-step. Determining whether a non-validating or validating parser is needed, choosing the appropriate parser, and handling errors are all important aspects to this process that should be included in the candidate's response.

Question 8 :

Give some examples of XML DTDs or schemas that you have worked with?

Answer :

Although XML does not require data to be validated against a DTD, many of the benefits of using the technology are derived from being able to validate XML documents against business or technical architecture rules. Polling for the list of DTDs that developers have worked with provides insight to their general exposure to the technology. The ideal candidate will have knowledge of several of the commonly used DTDs such as FpML, DocBook, HRML, and RDF, as well as experience designing a custom DTD for a particular project where no standard existed.

Question 9 :

When constructing an XML DTD, how do you create an external entity reference in an attribute value?

Answer :

Every interview session should have at least one trick question. Although possible when using SGML, XML DTDs don't support defining external entity references in attribute values. It's more important for the candidate to respond to this question in a logical way than than the candidate know the somewhat obscure answer.

Question 10 :

How would you build a search engine for large volumes of XML data?

Answer :

The way candidates answer this question may provide insight into their view of XML data. For those who view XML primarily as a way to denote structure for text files, a common answer is to build a full-text search and handle the data similarly to the way Internet portals handle HTML pages. Others consider XML as a standard way of transferring structured data between disparate systems. These candidates often describe some scheme of importing XML into a relational or object database and relying on the database's engine for searching. Lastly, candidates that have worked with vendors specializing in this area often say that the best way the handle this situation is to use a third party software package optimized for XML data.

Question 11 :

Does XML replace HTML?

Answer :

No. XML itself does not replace HTML. Instead, it provides an alternative which allows you to define your own set of markup elements. HTML is expected to remain in common use for some time to come, and the current version of HTML is in XML syntax. XML is designed to make the writing of DTDs much simpler than with full SGML. (See the question on DTDs for what one is and why you might want one.)

Question 12 :

Do I have to know HTML or SGML before I learn XML?

Answer :

No, although it's useful because a lot of XML terminology and practice derives from two decades' experience of SGML.
Be aware that 'knowing HTML' is not the same as 'understanding SGML'. Although HTML was written as an SGML application, browsers ignore most of it (which is why so many useful things don't work), so just because something is done a certain way in HTML browsers does not mean it's correct, least of all in XML.

Question 13 :

How can I make my existing HTML files work in XML?

Answer :

Either convert them to conform to some new document type (with or without a DTD or Schema) and write a stylesheet to go with them; or edit them to conform to XHTML.
It is necessary to convert existing HTML files because XML does not permit end-tag minimisation (missing
, etc), unquoted attribute values, and a number of other SGML shortcuts which have been normal in most HTML DTDs. However, many HTML authoring tools already produce almost (but not quite) well-formed XML.
You may be able to convert HTML to XHTML using the Dave Raggett's HTML Tidy program, which can clean up some of the formatting mess left behind by inadequate HTML editors, and even separate out some of the formatting to a stylesheet, but there is usually still some hand-editing to do.

Question 14 :

Is there an XML version of HTML?

Answer :

Yes, the W3C recommends using XHTML which is 'a reformulation of HTML 4 in XML 1.0'. This specification defines HTML as an XML application, and provides three DTDs corresponding to the ones defined by HTML 4.* (Strict, Transitional, and Frameset).
The semantics of the elements and their attributes are as defined in the W3C Recommendation for HTML 4. These semantics provide the foundation for future extensibility of XHTML. Compatibility with existing HTML browsers is possible by following a small set of guidelines (see the W3C site).

Question 15 :

If XML is just a subset of SGML, can I use XML files directly with existing SGML tools?

Answer :

Yes, provided you use up-to-date SGML software which knows about the WebSGML Adaptations TC to ISO 8879 (the features needed to support XML, such as the variant form for EMPTY elements; some aspects of the SGML Declaration such as NAMECASE GENERAL NO; multiple attribute token list declarations, etc).
An alternative is to use an SGML DTD to let you create a fully-normalised SGML file, but one which does not use empty elements; and then remove the DocType Declaration so it becomes a well-formed DTDless XML file. Most SGML tools now handle XML files well, and provide an option switch between the two standards.

Question 16 :

Can XML use non-Latin characters?

Answer :

Yes, the XML Specification explicitly says XML uses ISO 10646, the international standard character repertoire which covers most known languages. Unicode is an identical repertoire, and the two standards track each other. The spec says (2.2): 'All XML processors must accept the UTF-8 and UTF-16 encodings of ISO 10646…'. There is a Unicode FAQ at
UTF-8 is an encoding of Unicode into 8-bit characters: the first 128 are the same as ASCII, and higher-order characters are used to encode anything else from Unicode into sequences of between 2 and 6 bytes. UTF-8 in its single-octet form is therefore the same as ISO 646 IRV (ASCII), so you can continue to use ASCII for English or other languages using the Latin alphabet without diacritics. Note that UTF-8 is incompatible with ISO 8859-1 (ISO Latin-1) after code point 127 decimal (the end of ASCII).
UTF-16 is an encoding of Unicode into 16-bit characters, which lets it represent 16 planes. UTF-16 is incompatible with ASCII because it uses two 8-bit bytes per character (four bytes above U+FFFF).

Question 17 :

Does XML let me make up my own tags?

Answer :

No, it lets you make up names for your own element types. If you think tags and elements are the same thing you are already in considerable trouble: read the rest of this question carefully.

Question 18 :

How do I create my own document type?

Answer :

Document types usually need a formal description, either a DTD or a Schema. Whilst it is possible to process well-formed XML documents without any such description, trying to create them without one is asking for trouble. A DTD or Schema is used with an XML editor or API interface to guide and control the construction of the document, making sure the right elements go in the right places.
Creating your own document type therefore begins with an analysis of the class of documents you want to describe: reports, invoices, letters, configuration files, credit-card verification requests, or whatever. Once you have the structure correct, you write code to express this formally, using DTD or Schema syntax.

Question 19 :

Can a root element type be explicitly declared in the DTD?

Answer :

No. This is done in the document's Document Type Declaration, not in the DTD.

Question 20 :

How do I get XML into or out of a database?

Answer :

Ask your database manufacturer: they all provide XML import and export modules to connect XML applications with databases. In some trivial cases there will be a 1:1 match between field names in the database table and element type names in the XML Schema or DTD, but in most cases some programming will be required to establish the desired match. This can usually be stored as a procedure so that subsequent uses are simply commands or calls with the relevant parameters.
In less trivial, but still simple, cases, you could export by writing a report routine that formats the output as an XML document, and you could import by writing an XSLT transformation that formatted the XML data as a load file.

Question 21 :

Can I encode mathematics using XML ?

Answer :

Yes, if the document type you use provides for math, and your users' browsers are capable of rendering it. The mathematics-using community has developed the MathML Recommendation at the W3C, which is a native XML application suitable for embedding in other DTDs and Schemas.
It is also possible to make XML fragments from other DTDs, such as ISO 12083 Math, or OpenMath, or one of your own making. Browsers which display math embedded in SGML existed for many years (eg DynaText, Panorama, Multidoc Pro), and mainstream browsers are now rendering MathML. David Carlisle has produced a set of stylesheets for rendering MathML in browsers. It is also possible to use XSLT to convert XML math markup to LATEX for print (PDF) rendering, or to use XSL:FO.
Please note that XML is not itself a programming language, so concepts such as arithmetic and if-statements (if-then-else logic) are not meaningful in XML documents.

Question 22 :

How does XML handle metadata?

Answer :

Because XML lets you define your own markup languages, you can make full use of the extended hypertext features of XML (see the question on Links) to store or link to metadata in any format (eg using ISO 11179, as a Topic Maps Published Subject, with Dublin Core, Warwick Framework, or with Resource Description Framework (RDF), or even Platform for Internet Content Selection (PICS)).
There are no predefined elements in XML, because it is an architecture, not an application, so it is not part of XML's job to specify how or if authors should or should not implement metadata. You are therefore free to use any suitable method. Browser makers may also have their own architectural recommendations or methods to propose.

Question 23 :

Can I use JavaScript, ActiveX, etc in XML files?

Answer :

This will depend on what facilities your users' browsers implement. XML is about describing information; scripting languages and languages for embedded functionality are software which enables the information to be manipulated at the user's end, so these languages do not normally have any place in an XML file itself, but in stylesheets like XSL and CSS where they can be added to generated HTML.
XML itself provides a way to define the markup needed to implement scripting languages: as a neutral standard it neither encourages not discourages their use, and does not favour one language over another, so it is possible to use XML markup to store the program code, from where it can be retrieved by (for example) XSLT and re-expressed in a HTML script element.
Server-side script embedding, like PHP or ASP, can be used with the relevant server to modify the XML code on the fly, as the document is served, just as they can with HTML. Authors should be aware, however, that embedding server-side scripting may mean the file as stored is not valid XML: it only becomes valid when processed and served, so care must be taken when using validating editors or other software to handle or manage such files. A better solution may be to use an XML serving solution like Cocoon, AxKit, or PropelX.

Question 24 :

Can I use Java to create or manage XML files?

Answer :

Yes, any programming language can be used to output data from any source in XML format. There is a growing number of front-ends and back-ends for programming environments and data management environments to automate this. Java is just the most popular one at the moment.
There is a large body of middleware (APIs) written in Java and other languages for managing data either in XML or with XML input or output.

Question 25 :

How do I execute or run an XML file?

Answer :

You can't and you don't. XML itself is not a programming language, so XML files don't 'run' or 'execute'. XML is a markup specification language and XML files are just data: they sit there until you run a program which displays them (like a browser) or does some work with them (like a converter which writes the data in another format, or a database which reads the data), or modifies them (like an editor).
If you want to view or display an XML file, open it with an XML editor or an question B.3, XML browser.
The water is muddied by XSL (both XSLT and XSL:FO) which use XML syntax to implement a declarative programming language. In these cases it is arguable that you can 'execute' XML code, by running a processing application like Saxon, which compiles the directives specified in XSLT files into Java bytecode to process XML.

Question 26 :

How do I control formatting and appearance?

Answer :

In HTML, default styling was built into the browsers because the tagset of HTML was predefined and hardwired into browsers. In XML, where you can define your own tagset, browsers cannot possibly be expected to guess or know in advance what names you are going to use and what they will mean, so you need a stylesheet if you want to display formatted text.
Browsers which read XML will accept and use a CSS stylesheet at a minimum, but you can also use the more powerful XSLT stylesheet language to transform your XML into HTML—which browsers, of course, already know how to display (and that HTML can still use a CSS stylesheet). This way you get all the document management benefits of using XML, but you don't have to worry about your readers needing XML smarts in their browsers.

Question 27 :

How do I use graphics in XML?

Answer :

Graphics have traditionally just been links which happen to have a picture file at the end rather than another piece of text. They can therefore be implemented in any way supported by the XLink and XPointer specifications (see question C.18, 'How will XML affect my document links?'), including using similar syntax to existing HTML images. They can also be referenced using XML's built-in NOTATION and ENTITY mechanism in a similar way to standard SGML, as external unparsed entities.
However, the SVG specification (see the tip below, by Peter Murray-Rust) lets you use XML markup to draw vector graphics objects directly in your XML file. This provides enormous power for the inclusion of portable graphics, especially interactive or animated sequences, and it is now slowly becoming supported in browsers.
The XML linking specifications for external images give you much better control over the traversal and activation of links, so an author can specify, for example, whether or not to have an image appear when the page is loaded, or on a click from the user, or in a separate window, without having to resort to scripting.
XML itself doesn't predicate or restrict graphic file formats: GIF, JPG, TIFF, PNG, CGM, EPS, and SVG at a minimum would seem to make sense; however, vector formats (EPS, SVG) are normally essential for non-photographic images (diagrams).
You cannot embed a raw binary graphics file (or any other binary [non-text] data) directly into an XML file because any bytes happening to resemble markup would get misinterpreted: you must refer to it by linking (see below). It is, however, possible to include a text-encoded transformation of a binary file as a CDATA Marked Section, using something like UUencode with the markup characters ], & and > removed from the map so that they could not occur as an erroneous CDATA termination sequence and be misinterpreted. You could even use simple hexadecimal encoding as used in PostScript. For vector graphics, however, the solution is to use SVG (see the tip below, by Peter Murray-Rust).
Sound files are binary objects in the same way that external graphics are, so they can only be referenced externally (using the same techniques as for graphics). Music files written in MusiXML or an XML variant of SMDL could however be embedded in the same way as for SVG.
The point about using entities to manage your graphics is that you can keep the list of entity declarations separate from the rest of the document, so you can re-use the names if an image is needed more than once, but only store the physical file specification in a single place. This is available only when using a DTD, not a Schema.

Question 28 :

Do I have to change any of my server software to work with XML?

Answer :

The only changes needed are to make sure your server serves up .xml, .css, .dtd, .xsl, and whatever other file types you will use as the correct MIME content (media) types.
The details of the settings are specified in RFC 3023. Most new versions of Web server software come preset.
If not, all that is needed is to edit the mime-types file (or its equivalent: as a server operator you already know where to do this, right?) and add or edit the relevant lines for the right media types. In some servers (eg Apache), individual content providers or directory owners may also be able to change the MIME types for specific file types from within their own directories by using directives in a .htaccess file. The media types required are:
* text/xml for XML documents which are 'readable by casual users';
* application/xml for XML documents which are 'unreadable by casual users';
* text/xml-external-parsed-entity for external parsed entities such as document fragments (eg separate chapters which make up a book) subject to the readability distinction of text/xml;
* application/xml-external-parsed-entity for external parsed entities subject to the readability distinction of application/xml;
* application/xml-dtd for DTD files and modules, including character entity sets.
The RFC has further suggestions for the use of the +xml media type suffix for identifying ancillary files such as XSLT (application/xslt+xml).
If you run scripts generating XHTML which you wish to be treated as XML rather than HTML, they may need to be modified to produce the relevant Document Type Declaration as well as the right media type if your application requires them to be validated.

Question 29 :

I'm trying to understand the XML Spec: why does it have such difficult terminology?

Answer :

For implementation to succeed, the terminology needs to be precise. Design goal eight of the specification tells us that 'the design of XML shall be formal and concise'. To describe XML, the specification therefore uses formal language drawn from several fields, specifically those of text engineering, international standards and computer science. This is often confusing to people who are unused to these disciplines because they use well-known English words in a specialised sense which can be very different from their common meanings—for example: grammar, production, token, or terminal.
The specification does not explain these terms because of the other part of the design goal: the specification should be concise. It doesn't repeat explanations that are available elsewhere: it is assumed you know this and either know the definitions or are capable of finding them. In essence this means that to grok the fullness of the spec, you do need a knowledge of some SGML and computer science, and have some exposure to the language of formal standards.
Sloppy terminology in specifications causes misunderstandings and makes it hard to implement consistently, so formal standards have to be phrased in formal terminology. This FAQ is not a formal document, and the astute reader will already have noticed it refers to 'element names' where 'element type names' is more correct; but the former is more widely understood.

Question 30 :

Can I still use server-side inclusions?

Answer :

Yes, so long as what they generate ends up as part of an XML-conformant file (ie either valid or just well-formed).
Server-side tag-replacers like shtml, PHP, JSP, ASP, Zope, etc store almost-valid files using comments, Processing Instructions, or non-XML markup, which gets replaced at the point of service by text or XML markup (it is unclear why some of these systems use non-HTML/XML markup). There are also some XML-based preprocessors for formats like XVRL (eXtensible Value Resolution Language) which resolve specialised references to external data and output a normalised XML file.

Question 31 :

What is an XML namespace?

Answer :

An XML namespace is a collection of element type and attribute names. The collection itself is unimportant -- in fact, a reasonable argument can be made that XML namespaces don't actually exist as physical or conceptual entities . What is important is the name of the XML namespace, which is a URI. This allows XML namespaces to provide a two-part naming system for element types and attributes. The first part of the name is the URI used to identify the XML namespace -- the namespace name. The second part is the element type or attribute name itself -- the local part, also known as the local name. Together, they form the universal name.
This two-part naming system is the only thing defined by the XML namespaces recommendation.